Fiduciary Compliance
Fiduciary Steps
As a plan sponsor, you have a variety of prudent actions that you should follow. Have you taken the necessary steps to address:
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Plan Design
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Plan Governance
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Investment Due Diligence
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Target Date Fund Selection
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Fiduciary Compliance
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Benchmarking Plan - Vendor Fees
Fiduciary Plan Review
The Fiduciary Plan Review is an all-encompassing deliverable that provides education, documentation and plan metrics that aims to meet fiduciary responsibilities and improve operational efficiency.
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Evaluates plan design and compliance issues
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Charts participation, deferral rates and plan performance
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Benchmarking Total Plan Cost
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404(c) Notice and Statement
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Compliance Checklist
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Fiduciary File Checklist
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Investment Committee Charter
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Ongoing Best Practices
Retirement Plan Fiduciary Oversight
Board of Directors
Retirement Plan Committee
401(k) Plan Participants
Fiduciary Fitness & Compliance
Documentation
Proper documentation is a must for plan fiduciaries. Our best practices will help make sure your i's are dotted and your t's are crossed.
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Investment committee charter
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Investment policy statement
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Investment monitoring reports
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Fee benchmarking reports
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Fiduciary compliance checklist
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Fiduciary file checklist
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Required notices and disclosures
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Meeting Minutes
ERISA Guidance & Support
Navigating today's ever-changing and increasingly complex legal and fiduciary compliance landscape can be .. well .. a nightmare. Our goal is to help you sleep better at night with our in-house ERISA guidance.
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In-house, former practicing ERISA attorneys
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Regulatory and legislative changes
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Relevant litigation developments
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IRS and DOL audits
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Annual audit assistance
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Client advocacy
