Fiduciary Compliance

Fiduciary Steps

As a plan sponsor, you have a variety of prudent actions that you should follow. Have you taken the necessary steps to address:

• Plan Design

• Plan Governance

• Investment Due Diligence

• Target Date Fund Selection

• Fiduciary Compliance

• Benchmarking Plan - Vendor Fees

Fiduciary Plan Review

The Fiduciary Plan Review is an all-encompassing deliverable that provides education, documentation and plan metrics that aims to meet fiduciary responsibilities and improve operational efficiency.

• Evaluates plan design and compliance issues

• Charts participation, deferral rates and plan performance

• Benchmarking Total Plan Cost

• 404(c) Notice and Statement

• Compliance Checklist

• Fiduciary File Checklist

• Investment Committee Charter

• Ongoing Best Practices

Retirement Plan Fiduciary Oversight

Board of Directors

Retirement Plan Committee

401(k) Plan Participants

Fiduciary Fitness & Compliance

Documentation

Proper documentation is a must for plan fiduciaries. Our best practices will help make sure your i's are dotted and your t's are crossed.

• Investment committee charter

• Investment policy statement

• Investment monitoring reports

• Fee benchmarking reports

• Fiduciary compliance checklist

• Fiduciary file checklist

• Required notices and disclosures

• Meeting Minutes

ERISA Guidance & Support

Navigating today's ever-changing and increasingly complex legal and fiduciary compliance landscape can be .. well .. a nightmare. Our goal is to help you sleep better at night with our in-house ERISA guidance.

• In-house, former practicing ERISA attorneys

• Regulatory and legislative changes

• Relevant litigation developments

• IRS and DOL audits

• Annual audit assistance

• Client advocacy